Compliance & Risk Assessment
The Troika system, in addition to
the core accounting and administrative functions,
incorporates compliance and risk assessment options.
These can assist with the regulatory requirements
which are becoming more and more stringent in every
jurisdiction.
These key features make use of information
already processed within the system, and allows compliance
officers and managers to reduce risk and costs associated
with non-compliance.
Key features include-
 |
Meet
regulatory reporting requirements |
|
Assists with your
internal 'Know Your Client' processes |
|
Transaction
and record management helps prevent corporate
fraud |
|
User
defined risk assessment and risk classification
of clients before they are 'taken on' |
|
Assist
with anti money laundering procedures |
|
Analyse
funds under management and investment exposure
risk across any group of clients |
|
Highlight
potentially risky client relationships |
|
User
defined periodic client reviews can be completed
and stored in the system for analysis |
